Zhao, Siqi (SFC:BEH967) 趙思琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2018-01-29 | 2018-08-23 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2018-09-17 | 2021-06-04 | Rep | Dealing in securities | 2018-10-04 | 2021-06-04 |
| 3 | DBS ASIA CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-10-09 | 2015-04-11 | Rep | Advising on securities | 2014-10-09 | 2015-04-11 | Rep | Dealing in securities | 2014-10-09 | 2015-04-11 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2021-07-12 | Rep | Dealing in securities | 2021-07-12 | Rep | Advising on securities | 2021-07-29 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2021-07-12 | 2024-03-04 | Rep | Dealing in securities | 2021-07-12 | 2024-03-04 | Rep | Advising on securities | 2021-07-29 | 2024-03-04 |
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