Yeung, Yi Yam 楊宜鑫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-02-24 | 2015-11-30 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-09-03 | 2015-11-30 |
| 3 | Persistent Asset Partners Limited | Rep | Advising on securities | 2024-04-08 | Rep | Asset management | 2024-04-08 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2019-05-09 | 2024-03-08 |
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