Chan, Lam Wai 陳藍慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2019-05-07 | 2020-10-29 |
| 2 | Fosun International Securities Limited | Rep | Dealing in securities | 2018-11-14 | 2019-01-28 |
| 3 | Glory Sun Securities Limited | Rep | Advising on corporate finance | 2017-09-20 | 2018-04-28 | Rep | Dealing in securities | 2017-09-20 | 2018-04-28 | Rep | Dealing in securities | 2020-11-10 | 2022-02-28 | Rep | Advising on securities | 2021-10-05 | 2022-02-28 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-09-03 | 2016-05-01 | Rep | Dealing in securities | 2014-09-03 | 2016-05-01 |
| 5 | SBI China Capital Financial Services Limited | Rep | Advising on securities | 2016-09-12 | 2017-08-31 | Rep | Dealing in securities | 2016-09-12 | 2017-08-31 |
| 6 | Tensant Securities Limited | Rep | Dealing in securities | 2018-05-03 | 2018-10-07 |
| 7 | VALUABLE CAPITAL LIMITED | Rep | Advising on securities | 2022-11-11 | 2023-06-30 | Rep | Dealing in securities | 2022-11-11 | 2023-06-30 |
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