Chan, Nathan Dai-Yee 陳定宜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2014-08-13 | 2015-09-30 | Rep | Dealing in securities | 2014-08-13 | 2015-09-30 | Rep | Advising on securities | 2015-04-17 | 2015-09-30 |
| 2 | GLG Partners Hong Kong Limited | Rep | Advising on securities | 2015-10-26 | 2016-12-01 | Rep | Asset management | 2015-10-26 | 2016-12-01 | Rep | Dealing in futures contracts | 2015-10-26 | 2016-12-01 | Rep | Dealing in securities | 2015-10-26 | 2016-12-01 |
| 3 | Horizon Asset International (HK) Limited | Rep | Asset management | 2019-07-02 | 2021-04-07 |
| 4 | Strategic Vision Investment Limited | Rep | Asset management | 2017-05-22 | 2019-05-30 |
| 5 | Toroa Management (HK) Limited | Rep | Asset management | 2021-07-07 |
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