Sui, Yan 隋艷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Greentech Technology Asset Management Company Limited | RO | Advising on securities | 2023-02-15 | 2024-03-14 | RO | Asset management | 2023-02-15 | 2024-03-14 | RO | Dealing in securities | 2023-12-08 | 2024-03-14 |
| 2 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2014-07-30 | 2017-12-29 | Rep | Dealing in securities | 2014-07-30 | 2017-12-29 | Rep | Asset management | 2015-06-25 | 2017-12-29 | RO | Advising on securities | 2017-12-29 | 2020-03-31 | RO | Asset management | 2017-12-29 | 2020-03-31 | RO | Dealing in securities | 2017-12-29 | 2020-03-31 |
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