Tam, Cheung Wan 譚翔尹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2015-03-26 | 2016-11-28 |
| 2 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2015-03-26 | 2016-11-28 |
| 3 | Essence Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-12-19 | 2022-04-22 | Rep | Asset management | 2016-12-19 | 2022-04-22 |
| 4 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-07-02 | 2014-10-31 |
| 5 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2014-07-02 | 2014-10-31 |
| 6 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Asset management | 2022-12-23 | Rep | Advising on securities | 2023-01-16 | Rep | Dealing in securities | 2023-01-16 |
| 7 | Protocol Asset Management (HK) Limited | Rep | Asset management | 2022-04-26 | 2022-10-14 |
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