Lau, Wa Ching 劉華青
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-10-08 | Rep | Dealing in securities | 2021-10-08 |
| 2 | ABCI Securities Company Limited | Rep | Dealing in securities | 2021-10-08 | |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2017-10-30 | 2018-06-29 | Rep | Advising on securities | 2017-10-30 | 2018-06-29 | Rep | Dealing in securities | 2017-10-30 | 2018-06-29 |
| 4 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2018-07-16 | 2018-11-30 | Rep | Dealing in securities | 2018-07-16 | 2018-11-30 |
| 5 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2018-07-16 | 2018-11-30 | Rep | Dealing in securities | 2018-07-16 | 2018-11-30 |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2017-12-27 | 2018-06-29 | Rep | Dealing in securities | 2017-12-27 | 2018-06-29 |
| 7 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-12-28 | 2021-09-24 |
| 8 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2018-12-28 | 2021-09-24 |
| 9 | Quam Securities Limited | Rep | Advising on corporate finance | 2014-04-30 | 2017-09-24 | Rep | Dealing in securities | 2014-04-30 | 2017-09-24 |
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