Cao, Lei (SFC:BDI403) 曹蕾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Admiralty Harbour Capital Limited | Rep | Dealing in securities | 2021-06-10 | 2023-07-13 | Rep | Advising on securities | 2021-06-23 | 2023-07-13 | RO | Advising on securities | 2023-07-13 | RO | Dealing in securities | 2023-07-13 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-04-25 | 2017-07-28 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-04-25 | 2017-07-28 |
| 4 | SC Lowy Financial (HK) Limited | Rep | Dealing in securities | 2017-10-25 | 2021-05-26 |
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