Kwok, Siu Ching 郭筱晴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2019-12-03 | 2020-05-14 | Rep | Asset management | 2019-12-03 | 2020-05-14 | Rep | Dealing in securities | 2019-12-03 | 2020-05-14 |
| 2 | Lion Global Financial Limited | Rep | Advising on securities | 2018-11-30 | 2019-10-18 | Rep | Asset management | 2018-11-30 | 2019-10-18 | Rep | Dealing in securities | 2019-03-01 | 2019-10-18 |
| 3 | MIDLAND WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2020-09-17 | 2023-03-01 | Rep | Dealing in securities | 2020-09-17 | 2023-03-01 |
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