Lim, Joanne Yue Shan 林悅珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Balyasny Asset Management (Hong Kong) Limited | Rep | Asset management | 2022-04-26 | |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2014-04-02 | 2017-05-19 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2014-04-02 | 2017-05-19 |
| 4 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Dealing in securities | 2018-09-17 | 2022-02-25 | Rep | Advising on securities | 2018-09-26 | 2022-02-25 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2017-06-06 | 2018-08-03 | Rep | Dealing in securities | 2017-06-06 | 2018-08-03 |
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