Lee, Sooho 李守鎬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KB Securities Hong Kong Limited | Rep | Advising on securities | 2022-05-17 | 2023-06-16 | Rep | Dealing in securities | 2022-05-17 | 2023-06-16 |
2 | NH INVESTMENT & SECURITIES (H.K.) LIMITED | Rep | Advising on securities | 2018-10-05 | 2022-04-21 | Rep | Dealing in securities | 2018-10-05 | 2022-04-21 |
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