Joo, Myung
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DAEWOO SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2014-03-10 | 2017-02-09 | Rep | Advising on securities | 2014-05-23 | 2017-02-28 | Rep | Dealing in securities | 2014-05-23 | 2017-02-28 | RO | Advising on corporate finance | 2017-02-09 | 2017-02-28 |
| 2 | KOREA INVESTMENT & SECURITIES ASIA LIMITED | Rep | Advising on securities | 2020-06-30 | 2020-07-10 | Rep | Dealing in securities | 2020-06-30 | 2020-07-10 | RO | Advising on securities | 2020-07-10 | RO | Dealing in securities | 2020-07-10 | RO | Dealing in futures contracts | 2024-01-23 |
| 3 | Mirae Asset Securities (HK) Limited | Rep | Advising on securities | 2017-03-01 | 2020-03-19 | Rep | Dealing in securities | 2017-03-01 | 2020-03-19 | RO | Advising on corporate finance | 2017-03-01 | 2020-03-19 |
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