Lui, Chun Tak 呂俊德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-11-28 | 2019-07-30 | Rep | Dealing in securities | 2017-11-28 | 2019-07-30 | Rep | Advising on corporate finance | 2021-03-30 | Rep | Dealing in securities | 2021-03-30 |
| 2 | RHB CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2014-02-25 | 2015-10-06 |
| 3 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2019-09-24 | 2021-03-22 | Rep | Dealing in securities | 2019-09-24 | 2021-03-22 | Rep | Advising on securities | 2019-10-04 | 2021-03-22 |
| 4 | VMS Securities Limited | Rep | Advising on corporate finance | 2015-10-20 | 2017-11-11 | Rep | Dealing in securities | 2015-10-20 | 2017-11-11 |
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