Baxter, Melinda Kate
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2014-01-08 | 2014-01-11 | Rep | Dealing in securities | 2014-01-08 | 2014-01-11 | Rep | Advising on securities | 2014-04-09 | 2014-04-11 | Rep | Dealing in securities | 2014-04-09 | 2014-04-11 | Rep | Advising on securities | 2015-11-25 | 2015-11-27 | Rep | Dealing in securities | 2015-11-25 | 2015-11-27 | Rep | Advising on securities | 2019-02-26 | 2019-03-01 | Rep | Advising on securities | 2019-10-08 | 2019-10-10 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2023-06-16 | 2023-06-21 | Rep | Dealing in securities | 2023-06-16 | 2023-06-21 | Rep | Advising on securities | 2024-01-30 | 2024-02-02 |
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