Su, Tianyi (SFC:BCD129) 蘇恬逸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2013-10-24 | 2015-01-07 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-03-16 | 2016-04-18 | Rep | Advising on securities | 2016-03-16 | 2016-04-18 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2016-03-16 | 2016-04-18 |
| 4 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2015-01-14 | 2015-10-01 | Rep | Advising on securities | 2015-01-14 | 2015-10-01 |
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