Tsoi, Lon Ho 蔡朗豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2018-01-02 | 2020-06-30 | Rep | Advising on securities | 2018-01-02 | 2020-06-30 | Rep | Dealing in securities | 2018-01-02 | 2020-06-30 |
| 2 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2018-01-02 | 2020-06-30 | Rep | Advising on securities | 2018-01-02 | 2020-06-30 | Rep | Dealing in securities | 2018-01-02 | 2020-06-30 |
| 3 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-10-21 | 2015-06-19 | Rep | Advising on securities | 2013-10-21 | 2015-06-19 | Rep | Dealing in securities | 2013-10-21 | 2015-06-19 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2015-07-30 | 2016-10-08 |
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