Zhu, Yifan (SFC:BCA260) 朱一帆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-11-27 | 2021-01-31 | Rep | Asset management | 2015-11-27 | 2021-01-31 | Rep | Dealing in securities | 2015-11-27 | 2021-01-31 |
| 2 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2021-05-20 | 2022-12-15 | Rep | Dealing in securities | 2021-05-20 | 2022-12-15 | Rep | Advising on corporate finance | 2021-06-16 | 2022-12-15 |
| 3 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2023-02-16 | Rep | Asset management | 2023-02-16 | Rep | Dealing in securities | 2023-02-16 |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2021-05-20 | 2022-12-15 |
| 5 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2013-10-21 | 2015-10-16 | Rep | Advising on securities | 2013-10-21 | 2015-10-16 |
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