Lam, Si U 林斯渝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2014-12-03 | 2021-06-11 | Rep | Dealing in securities | 2014-12-03 | 2021-06-11 |
| 2 | F&C Asset Management Asia Limited | Rep | Dealing in securities | 2013-10-07 | 2014-06-20 |
| 3 | Gopher Redwoods Asset Management Limited | Rep | Advising on securities | 2023-01-18 | 2024-01-26 |
| 4 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2021-06-24 | 2022-07-29 | Rep | Dealing in securities | 2021-06-24 | 2022-07-29 |
| 5 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-01-18 | 2024-01-26 | Rep | Dealing in securities | 2023-01-18 | 2024-01-26 |
| 6 | Polen Capital HK Limited | Rep | Dealing in securities | 2014-06-23 | 2014-11-22 |
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