Ma, Chengjunyi 馬程俊譯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORNERSTONE SECURITIES LIMITED | Rep | Dealing in securities | 2016-08-16 | 2017-10-17 |
| 2 | Fosun International Securities Limited | Rep | Asset management | 2019-12-03 | 2021-03-11 | Rep | Advising on securities | 2019-12-03 | 2021-04-09 | Rep | Dealing in securities | 2019-12-03 | 2021-04-09 | RO | Asset management | 2021-03-11 | 2021-04-09 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2017-11-03 | 2019-10-24 | Rep | Advising on securities | 2017-11-03 | 2019-10-24 | Rep | Asset management | 2017-11-03 | 2019-10-24 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2017-11-03 | 2019-10-24 | Rep | Advising on securities | 2017-11-03 | 2019-10-24 | Rep | Asset management | 2017-11-03 | 2019-10-24 |
| 5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2017-11-03 | 2019-10-24 | Rep | Asset management | 2017-11-03 | 2019-10-24 | Rep | Dealing in securities | 2017-11-03 | 2019-10-24 |
| 6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-09-27 | 2015-04-01 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-09-27 | 2015-04-01 |
| 8 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-04-27 | 2021-07-19 | Rep | Asset management | 2021-04-27 | 2021-07-19 | RO | Advising on securities | 2021-07-19 | 2022-07-01 | RO | Asset management | 2021-07-19 | 2022-07-01 |
| 9 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2021-04-27 | 2022-07-01 |
| 10 | ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED | Rep | Dealing in securities | 2022-07-20 | 2023-03-17 | RO | Dealing in securities | 2023-03-17 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy