Wang, Xiaotian (SFC:BAO743) 王小天
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alphawise Asset Management Limited | Rep | Advising on securities | 2024-05-28 | 2024-05-31 | Rep | Asset management | 2024-05-28 | 2024-05-31 | RO | Advising on securities | 2024-05-31 | RO | Asset management | 2024-05-31 |
| 2 | ASSET DYNAMIC MANAGEMENT LIMITED | Rep | Advising on securities | 2013-08-19 | 2016-08-17 | Rep | Asset management | 2013-08-19 | 2016-08-17 | RO | Advising on securities | 2016-08-17 | 2017-02-28 | RO | Asset management | 2016-08-17 | 2017-02-28 |
| 3 | Golden Asset Management Co., Limited | RO | Advising on securities | 2019-04-25 | 2021-02-28 | RO | Asset management | 2019-04-25 | 2021-02-28 |
| 4 | Hong Kong Jiasheng International Asset Management Limited | RO | Advising on securities | 2017-05-11 | 2019-04-15 | RO | Asset management | 2017-05-11 | 2019-04-15 |
| 5 | HZ CAPITAL LIMITED (HK) | RO | Advising on futures contracts | 2021-03-30 | 2024-04-30 | RO | Advising on securities | 2021-03-30 | 2024-04-30 | RO | Asset management | 2021-03-30 | 2024-04-30 |
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