Siu, Wing Kin (SFC:BBF653) 蕭榮堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2013-05-06 | 2014-07-26 | Rep | Dealing in securities | 2013-05-06 | 2014-07-26 |
| 2 | KEYSTONE CAPITAL LIMITED (HK) | RO | Dealing in securities | 2017-06-01 | RO | Advising on securities | 2017-11-01 | RO | Asset management | 2017-11-01 |
| 3 | Sinostar Asset Management Limited | Rep | Asset management | 2014-10-08 | 2016-10-28 | RO | Advising on securities | 2015-12-21 | 2016-10-28 |
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