Yeung, Yuk Yan 楊毓仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Gong Ping Futures Limited | Rep | Dealing in futures contracts | 2013-04-22 | 2017-05-05 | RO | Dealing in futures contracts | 2017-05-05 | 2019-06-20 |
| 2 | Gong Ping Securities Limited | Rep | Dealing in securities | 2013-04-22 | 2017-07-18 | RO | Dealing in securities | 2017-07-18 | 2019-06-20 |
| 3 | MAGIC COMPASS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2022-04-06 | 2023-11-27 |
| 4 | MAGIC COMPASS FUTURES LIMITED | Rep | Advising on futures contracts | 2021-12-17 | 2022-04-27 | RO | Dealing in futures contracts | 2021-12-17 | 2023-11-27 | RO | Advising on futures contracts | 2022-04-27 | 2023-11-27 |
| 5 | MOUETTE SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2023-12-01 | 2024-03-18 | Rep | Asset management | 2023-12-01 | 2024-03-18 | Rep | Dealing in securities | 2023-12-01 | 2024-03-18 | RO | Advising on securities | 2024-03-18 | RO | Asset management | 2024-03-18 | RO | Dealing in securities | 2024-03-18 |
| 6 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2021-10-25 | 2021-12-17 | Rep | Advising on securities | 2021-12-17 | 2022-04-27 | RO | Dealing in securities | 2021-12-17 | 2023-11-27 | RO | Advising on securities | 2022-04-27 | 2023-11-27 |
| 7 | Up Up Securities Limited | RO | Dealing in securities | 2020-03-05 | 2021-08-06 |
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