Tsuchiya, Yasuhito
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2013-04-15 | 2013-04-16 | Rep | Dealing in securities | 2013-04-15 | 2013-04-16 | Rep | Advising on securities | 2013-10-16 | 2013-10-17 | Rep | Dealing in securities | 2013-10-16 | 2013-10-17 | Rep | Advising on securities | 2014-06-16 | 2014-06-17 | Rep | Dealing in securities | 2014-06-16 | 2014-06-17 | Rep | Advising on securities | 2014-10-13 | 2014-10-17 | Rep | Dealing in securities | 2014-10-13 | 2014-10-17 | Rep | Advising on securities | 2015-04-13 | 2015-04-14 | Rep | Dealing in securities | 2015-04-13 | 2015-04-14 | Rep | Advising on securities | 2015-10-19 | 2015-10-21 | Rep | Dealing in securities | 2015-10-19 | 2015-10-21 | Rep | Advising on securities | 2016-04-05 | 2016-04-06 | Rep | Dealing in securities | 2016-04-05 | 2016-04-06 | Rep | Advising on securities | 2016-10-06 | 2016-10-12 | Rep | Dealing in securities | 2016-10-06 | 2016-10-12 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2024-03-15 | 2024-03-20 |
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