Tse, May Wai Yee 謝慧儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2013-02-28 | 2013-04-18 | Rep | Dealing in securities | 2013-02-28 | 2013-04-18 | RO | Advising on securities | 2013-04-18 | 2015-01-01 | RO | Dealing in securities | 2013-04-18 | 2015-01-01 | Rep | Dealing in futures contracts | 2013-06-03 | 2015-01-01 | Rep | Advising on securities | 2016-06-27 | 2016-09-05 | Rep | Dealing in securities | 2016-06-27 | 2016-09-05 | Rep | Dealing in futures contracts | 2016-06-27 | 2018-03-27 | RO | Advising on securities | 2016-09-05 | RO | Dealing in securities | 2016-09-05 | RO | Dealing in futures contracts | 2018-03-27 | 2021-07-19 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-02-28 | 2013-08-31 | RO | Dealing in securities | 2013-04-18 | 2013-08-31 |
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