Yuan, Ningyao 袁寧遙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-02-05 | 2014-06-25 | Rep | Advising on securities | 2013-02-05 | 2014-06-25 | Rep | Dealing in securities | 2013-02-05 | 2014-06-25 |
| 2 | Dongxing Securities (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2018-10-18 | 2019-03-01 | Rep | Dealing in securities | 2018-10-18 | 2019-03-01 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2015-04-13 | 2015-05-26 | Rep | Dealing in securities | 2015-04-13 | 2015-05-26 |
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