Ng, Ka Yan (SFC:BAP994) 吳嘉欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Black Marble Securities Limited | Rep | Dealing in securities | 2015-10-06 | 2016-09-02 |
| 2 | ChaoShang Securities Limited | Rep | Dealing in futures contracts | 2017-12-06 | 2020-04-01 | Rep | Dealing in securities | 2017-12-06 | 2020-04-01 |
| 3 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-04-29 | 2015-09-22 |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2013-03-14 | 2015-09-22 |
| 5 | DAKIN SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-05-19 | 2017-09-29 | Rep | Dealing in securities | 2017-05-19 | 2017-09-29 |
| 6 | KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-10-26 | 2017-11-19 |
| 7 | KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2017-10-26 | 2017-11-19 |
| 8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2016-09-12 | 2017-05-05 |
| 9 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-09-12 | 2017-05-05 |
| 10 | RaffAello Securities (HK) Limited | Rep | Dealing in securities | 2012-12-21 | 2013-02-11 |
| 11 | Space Securities Limited | Rep | Dealing in securities | 2020-04-15 | 2020-05-19 | RO | Dealing in securities | 2020-05-19 | 2021-03-31 | RO | Dealing in securities | 2022-04-21 | 2022-05-10 |
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