Li, Henry Joseph 李顯倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2022-08-08 | |
| 2 | MOELIS & COMPANY ASIA LIMITED | Rep | Advising on corporate finance | 2012-11-19 | 2013-09-30 |
| 3 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Advising on securities | 2022-02-24 | 2022-05-25 | Rep | Dealing in securities | 2022-02-24 | 2022-05-25 |
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