Kwan, David Yi Fan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AEM ASSET MANAGEMENT LIMITED | RO | Asset management | 2018-03-26 | 2020-12-08 | RO | Asset management | 2023-12-11 |
| 2 | BEA Union Investment Management Limited | Rep | Advising on securities | 2012-10-26 | 2013-05-02 | Rep | Dealing in securities | 2012-10-26 | 2013-05-02 |
| 3 | GF Asset Management (Hong Kong) Limited | Rep | Asset management | 2014-08-05 | 2017-04-03 |
| 4 | Maxa Asset Management Limited | RO | Asset management | 2021-03-03 | 2023-05-31 |
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