Hargis, Kent W
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2012-10-08 | 2012-10-10 | Rep | Advising on securities | 2013-11-04 | 2013-11-06 | Rep | Dealing in securities | 2014-11-17 | 2014-11-18 | Rep | Advising on securities | 2016-05-16 | 2016-05-18 | Rep | Advising on securities | 2018-03-20 | 2018-03-23 | Rep | Advising on securities | 2019-09-18 | 2019-09-24 | Rep | Advising on securities | 2020-07-13 | 2020-07-15 | Rep | Advising on securities | 2020-11-04 | 2020-11-06 | Rep | Advising on securities | 2021-02-24 | 2021-02-25 | Rep | Advising on securities | 2021-06-03 | 2021-06-03 | Rep | Advising on securities | 2022-05-06 | 2022-05-06 | Rep | Advising on securities | 2022-08-12 | 2022-08-12 | Rep | Advising on securities | 2023-04-20 | 2023-04-21 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy