Zhang, Kevin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2016-03-04 | 2018-08-15 | Rep | Dealing in securities | 2016-03-04 | 2018-08-15 | Rep | Advising on corporate finance | 2016-09-28 | 2017-02-28 | RO | Advising on corporate finance | 2017-02-28 | 2018-08-15 |
2 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2014-02-24 | 2016-02-06 | Rep | Advising on securities | 2014-02-24 | 2016-02-06 |
3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-08-13 | 2013-09-28 |
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