Leung, Karen Ting Ting 梁婷婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2012-07-26 | 2013-01-11 | Rep | Dealing in securities | 2012-07-26 | 2013-01-11 |
| 2 | CAIIS Limited | Rep | Advising on securities | 2014-04-16 | 2015-07-18 | Rep | Dealing in securities | 2014-04-16 | 2015-07-18 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-07-02 | 2013-11-13 |
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