Chan, Cookie Wai Hing 陳惠兄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CTBC Asia Limited | Rep | Dealing in securities | 2012-07-10 | 2015-05-04 |
| 2 | Gentleman Capital Limited | Rep | Asset management | 2021-03-29 | Rep | Advising on securities | 2023-07-10 |
| 3 | GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2019-12-24 | 2021-01-29 | Rep | Dealing in securities | 2019-12-24 | 2021-01-29 |
| 4 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2019-05-16 | 2019-11-30 |
| 5 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2019-05-16 | 2019-11-30 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-05-14 | 2019-03-15 |
| 7 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-09-04 | 2019-03-15 |
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