Yim, Charles 嚴儲文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) | Rep | Advising on corporate finance | 2018-05-18 | 2022-09-22 | RO | Advising on corporate finance | 2022-09-22 |
| 2 | ANGLO CHINESE SECURITIES, LIMITED (HK) | Rep | Advising on securities | 2015-06-03 | 2022-07-28 | Rep | Asset management | 2015-06-03 | 2022-07-28 | Rep | Dealing in securities | 2015-07-03 | 2022-07-28 |
| 3 | RICHLAND WORLDWIDE LIMITED | Rep | Advising on securities | 2012-03-02 | 2013-07-31 | Rep | Asset management | 2012-03-02 | 2013-07-31 |
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