Tam, Kin Wo 譚健和
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aegon Asset Management (Asia) Limited | Rep | Advising on securities | 2019-04-15 | 2022-07-31 | Rep | Dealing in securities | 2019-04-15 | 2022-07-31 |
| 2 | Blue Owl Capital HK Limited | Rep | Dealing in securities | 2022-09-01 | |
| 3 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2013-07-29 | 2019-03-19 | Rep | Dealing in securities | 2013-07-29 | 2019-03-19 |
| 4 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2012-02-10 | 2013-05-20 | Rep | Asset management | 2012-02-10 | 2013-05-20 |
| 5 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-08-17 | 2013-05-20 |
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