Tsai, Leo Lieh 蔡洌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2015-12-17 | 2016-07-20 | Rep | Dealing in securities | 2015-12-17 | 2016-07-20 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-11-16 | 2012-12-18 | Rep | Dealing in securities | 2011-11-16 | 2012-12-18 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-11-16 | 2012-01-31 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2016-10-31 | 2019-01-14 | Rep | Advising on securities | 2016-10-31 | 2019-01-14 | Rep | Dealing in securities | 2016-10-31 | 2019-01-14 |
| 5 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-06-26 | 2015-10-02 | Rep | Dealing in securities | 2013-06-26 | 2015-10-02 |
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