Lam, Wing Yin (SFC:AYI484) 羅穎妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2011-10-27 | 2020-07-10 | Rep | Dealing in securities | 2011-10-27 | 2020-07-10 | Rep | Dealing in futures contracts | 2012-07-03 | 2020-07-10 |
| 2 | KEYSTONE CAPITAL LIMITED (HK) | Rep | Advising on securities | 2020-08-07 | 2022-10-28 | Rep | Dealing in securities | 2020-08-07 | 2022-10-28 | Rep | Asset management | 2020-09-18 | 2022-10-28 |
| 3 | Raffles Assets Management (HK) Co. Limited | Rep | Asset management | 2022-12-19 |
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