Lee, Shuk Ying 李淑英
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | IPP Financial Advisers Limited | Rep | Advising on securities | 2011-10-18 | 2012-02-28 | Rep | Dealing in securities | 2011-10-18 | 2012-02-28 |
| 2 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2012-05-24 | 2013-08-01 | Rep | Asset management | 2013-01-02 | 2013-08-01 |
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