Kim, James Yong Min 金容珉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Carret Private Capital Limited | Rep | Advising on securities | 2018-04-30 | 2019-04-03 | Rep | Asset management | 2018-04-30 | 2019-04-03 | Rep | Dealing in securities | 2018-04-30 | 2019-04-03 |
| 2 | Knight Capital Asia Limited | Rep | Advising on securities | 2011-03-25 | 2011-08-04 | Rep | Dealing in securities | 2011-03-25 | 2011-08-04 |
| 3 | QL Asset Management Company Limited | Rep | Advising on securities | 2015-09-22 | 2018-04-30 | Rep | Asset management | 2015-09-22 | 2018-04-30 | Rep | Dealing in securities | 2015-09-22 | 2018-04-30 |
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