Lo, Hiu Yeung 盧曉暘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2010-05-07 | 2010-06-16 |
| 2 | Gain Capital - Forex.com Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2015-02-04 | 2017-03-15 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2020-02-11 | 2022-10-07 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-05-15 | 2022-10-07 |
| 5 | ONE FINANCIAL MARKETS ASIA LIMITED | Rep | Leveraged foreign exchange trading | 2017-07-17 | 2018-11-22 |
| 6 | Syfe Hong Kong Limited | Rep | Dealing in securities | 2023-03-28 | Rep | Advising on securities | 2023-04-11 | Rep | Asset management | 2023-04-11 |
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