Cheng, Yan Ting 鄭恩婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2018-03-20 | 2020-02-10 | Rep | Dealing in securities | 2018-03-20 | 2020-02-10 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2014-04-30 | 2020-02-10 | Rep | Advising on securities | 2016-02-12 | 2020-02-10 |
| 3 | Knight Capital Asia Limited | Rep | Advising on securities | 2009-11-11 | 2011-08-04 | Rep | Dealing in securities | 2009-11-11 | 2011-08-04 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2020-04-14 | |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2020-04-14 | Rep | Dealing in futures contracts | 2020-05-04 |
| 6 | Oppenheimer Investments Asia Limited | Rep | Dealing in securities | 2012-09-12 | 2013-05-31 |
| 7 | Virtu ITG Hong Kong Limited | Rep | Automated trading services | 2011-10-25 | 2012-08-16 | Rep | Dealing in securities | 2011-10-25 | 2012-08-16 |
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