Yen, Edward
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2009-07-24 | 2010-08-13 | Rep | Advising on securities | 2015-04-02 | 2015-04-10 | Rep | Advising on securities | 2015-06-05 | 2015-06-12 | Rep | Advising on securities | 2015-10-26 | 2015-11-02 | Rep | Advising on securities | 2016-01-22 | 2016-01-28 | Rep | Advising on securities | 2016-03-08 | 2016-03-15 | Rep | Advising on securities | 2016-06-30 | 2016-07-08 | Rep | Advising on securities | 2016-08-15 | 2016-08-17 | Rep | Advising on securities | 2016-10-27 | 2016-11-02 | Rep | Advising on securities | 2017-01-05 | 2018-08-15 |
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