Chan, Shing Yin 陳聖賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2012-05-16 | 2016-01-21 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2009-04-08 | 2011-03-12 | Rep | Advising on securities | 2016-08-15 | 2018-08-31 |
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