Cheung, Yun Tim 張潤添
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CF SECURITIES LIMITED | Rep | Dealing in securities | 2020-07-02 | 2023-10-26 |
| 2 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2011-12-05 | 2019-04-25 | Rep | Dealing in securities | 2011-12-05 | 2019-04-25 |
| 3 | PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | Rep | Advising on securities | 2024-03-14 | Rep | Asset management | 2024-03-14 |
| 4 | Plutus Securities Limited | Rep | Dealing in securities | 2024-03-14 | |
| 5 | SR Wealth Securities Limited | Rep | Dealing in securities | 2019-05-02 | 2019-05-29 | RO | Dealing in securities | 2019-05-29 | 2019-09-23 | RO | Advising on securities | 2019-06-27 | 2019-09-23 |
| 6 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2009-03-17 | 2011-07-23 |
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