Ng, Galant Ka Lun 吳嘉倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on securities | 2011-11-02 | 2014-06-06 |
| 2 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2009-11-17 | 2011-03-01 |
| 3 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2009-02-26 | 2009-05-20 |
| 4 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-02-26 | 2009-05-20 |
| 5 | HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-02-26 | 2009-05-20 |
| 6 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2009-02-26 | 2009-05-20 |
| 7 | Safari Asia Limited | Rep | Advising on securities | 2011-03-14 | 2011-09-14 | Rep | Asset management | 2011-03-14 | 2011-09-14 |
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