Yao, Zhengwei (SFC:BEE981) 姚正薇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | C.P. FINANCIAL MANAGEMENT LIMITED | RO | Asset management | 2017-12-29 | 2020-10-22 |
| 2 | C.P. SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2018-05-07 | 2020-11-20 | RO | Dealing in securities | 2020-11-20 | 2021-01-29 |
| 3 | Hong Kong Broad Capital Limited | RO | Advising on securities | 2023-01-09 | 2024-05-17 | RO | Asset management | 2023-01-09 | 2024-05-17 |
| 4 | Leo Asset Management Limited | RO | Advising on securities | 2021-04-22 | 2022-12-30 | RO | Asset management | 2021-04-22 | 2022-12-30 |
| 5 | Yuen Meta (International) Securities Limited | RO | Dealing in securities | 2021-04-22 | 2022-12-30 |
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