Chiu, Kin Fai (SFC:ADC461)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BTL ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2017-12-12 | 2019-03-08 | Rep | Asset management | 2017-12-12 | 2019-03-08 | Rep | Dealing in securities | 2017-12-12 | 2019-03-08 |
| 2 | PRESTIGE ASSET MANAGEMENT LIMITED (HK) | Rep | Asset management | 2020-04-27 | 2020-05-20 | Rep | Advising on securities | 2020-05-20 | 2020-07-20 | RO | Asset management | 2020-05-20 | 2021-04-30 | RO | Advising on securities | 2020-07-20 | 2021-04-30 |
| 3 | TAIROS INVESTMENT MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2019-03-20 | 2019-08-12 | Rep | Asset management | 2019-03-20 | 2019-08-12 | RO | Advising on securities | 2019-08-12 | 2019-12-06 | RO | Asset management | 2019-08-12 | 2019-12-06 |
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