Lam, Ka Wai (SFC:ARL775) 林嘉偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Conrad Investment Services Limited | Rep | Advising on securities | 2020-07-10 | 2020-08-04 | Rep | Dealing in securities | 2020-07-10 | 2021-04-14 | RO | Advising on securities | 2020-08-04 | 2021-04-14 | RO | Asset management | 2020-12-28 | 2021-04-14 |
| 2 | Fuh Hwa SITE Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-09-24 | 2017-01-18 | Rep | Asset management | 2012-09-24 | 2017-01-18 | RO | Advising on securities | 2017-01-18 | 2018-11-24 | RO | Asset management | 2017-01-18 | 2018-11-24 |
| 3 | IDEG Asset Management (Hong Kong) Limited | RO | Advising on securities | 2018-12-06 | 2019-05-29 | RO | Asset management | 2018-12-06 | 2019-05-29 | Rep | Dealing in securities | 2019-01-28 | 2019-05-29 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-08-05 | 2010-02-07 | Rep | Leveraged foreign exchange trading | 2008-09-30 | 2010-02-07 | Rep | Advising on futures contracts | 2009-02-16 | 2010-02-07 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-08-05 | 2010-02-07 | Rep | Advising on securities | 2008-12-31 | 2010-02-07 |
| 6 | RUIHUA (INTERNATIONAL) FUND LIMITED | RO | Advising on securities | 2021-04-29 | RO | Asset management | 2021-04-29 |
| 7 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2010-08-31 | 2010-11-08 |
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