Lee, Karen Kam Sheung 李錦嫦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2018-09-17 | 2021-03-03 | Rep | Advising on securities | 2018-10-23 | 2021-03-03 |
| 2 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2017-12-08 | 2018-08-17 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-12-08 | 2018-08-17 |
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