Lee, Dennis Wai Kin 李煒堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-11-10 | 2014-04-11 | Rep | Dealing in securities | 2011-11-10 | 2014-04-11 | Rep | Dealing in futures contracts | 2017-06-21 | 2021-12-07 | Rep | Dealing in securities | 2017-06-21 | 2021-12-07 |
| 2 | BlueCrest Capital Management (Hong Kong) Limited | Rep | Asset management | 2014-09-24 | 2017-01-19 |
| 3 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-23 | 2008-08-09 | Rep | Dealing in futures contracts | 2008-09-11 | 2011-09-02 |
| 4 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-01-10 | 2011-09-02 |
| 5 | Ovata Capital Management Limited | Rep | Asset management | 2022-03-28 | |
| 6 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2008-07-02 | 2008-08-09 | Rep | Dealing in securities | 2008-09-11 | 2011-09-02 |
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