Hu, Xiaokun (SFC:ARA420) 胡曉堃
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-05-14 | 2009-05-19 | Rep | Advising on securities | 2008-05-14 | 2009-05-19 | Rep | Dealing in securities | 2008-05-14 | 2009-05-19 | Rep | Advising on corporate finance | 2009-10-23 | 2010-12-21 | Rep | Advising on securities | 2009-10-23 | 2010-12-21 | Rep | Dealing in securities | 2009-10-23 | 2010-12-21 |
| 2 | UBP ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2014-11-05 | 2016-05-31 | Rep | Dealing in securities | 2014-11-05 | 2016-05-31 |
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